Howard Lu
Howard Lu is a CFA, CFP-designated registered investment advisor at First Wilshire Securities Management, INC., based in Pasadena, CA, with 20 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 281 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $30.0M | 1.50% |
| $30.0M - $50.0M | 1.25% |
| $50M+ | 1.25% |
Fees negotiable for accounts over $50 million. Custom accounts generally are assessed a different, lower amount. Fee arrangements for some existing long-tenured Clients differ from, and may be lower than, the above schedule.
Fee Estimator
Location
1214 East Green Street, Suite 104, Pasadena, CA, 91106-3168
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Wilshire Securities Management, INC.
Previous Registrations
First Wilshire Securities Management, INC.
First Wilshire Securities, INC.Broker
State Registrations26 states
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