Brian Smith
Brian Smith is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Huntsville, TX, with 38 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1211 Financial Plaza, Huntsville, TX, 77340
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is a finance committee member at University Heights Baptist Church, an independent insurance agent for various companies through Global Financial Partners, and a rental property owner. He also works as an advisory representative of a RIA (CIRA), owns Brian and Linda Smith (referrals), owns Diamond S Legacy Holdings LLC (agriculture), and works as an IAR under the DBA name Global Financial Partners, dedicating full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Spc
Sigma Financial CorporationBroker
Parkland Securities, LLCBroker
Walnut Street Securities, INC.Broker
Franklin Financial Services CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.