Stephen Hester
Stephen Hester is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Sierra Vista, AZ, with 38 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5000 E Mediterranean Dr, Ste A, Sierra Vista, AZ, 85635-2433
Get directionsHistory
Regulatory History (11)
Customer Dispute
March 2010Customer Dispute
April 2008Regulatory
July 2007Customer Dispute
January 2006Customer Dispute
January 2006Customer Dispute
October 2005Customer Dispute
November 2004Customer Dispute
November 2003Customer Dispute
October 2002Customer Dispute
April 2002Customer Dispute
April 2002Other Business ActivitiesSells Insurance
Stephen owns commercial real estate since 2000 and another business since 2018, dedicating about a quarter of his time to the latter. He also works as an independent insurance broker with Guardian and is involved with Stephen Thomas Hester, Inc.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Prudential-Bache Securities INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.