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SE
CFP · ChFC
SE
CFP · ChFC

Scott Edwards

Ameriprise Financial Services, LLC
29 Years of Experience
Dayton, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Edwards is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Dayton, OH, with 29 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7887 Washington Village Dr, Suite 200, Dayton, OH, 45459

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is an independent insurance broker with Guardian Life Insurance and The Hartford, specializing in disability income since 2013 and 2017, respectively. He also has outside employment with Scott Allen Edwards Inc. and business ownership, each taking about a third of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2003 - Present · 23 yrs 1 mo
Ameriprise Financial Services, LLC
December 1996 - Present · 29 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 1996 - Present · 29 yrs 10 mos
Previous Registrations
Ids Life Insurance CompanyBroker
December 1996 - July 2006 · 9 yrs 7 mos
State Registrations44 states
AKALARAZCACODCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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