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David Ashe

Wells Fargo Advisors
38 Years of Experience
Hudson, OH
6 DisclosuresBroker
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David Ashe is a registered investment advisor at Wells Fargo Advisors, based in Hudson, OH, with 38 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1891 Georgetown Rd, Hudson, OH, 44236

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
Customer Dispute
September 2010
Denied
Customer Dispute
September 2008
Denied
Customer Dispute
July 2003
Award / Judgment
Customer Dispute
August 2000
Closed-No Action
Customer Dispute
November 1997
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
September 2008 - Present · 18 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
June 2005 - September 2008 · 3 yrs 3 mos
UBS Financial Services INC.Broker
June 2005 - September 2008 · 3 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 1999 - June 2005 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - June 2005 · 5 yrs 11 mos
Prudential Securities IncorporatedBroker
July 1994 - June 1999 · 4 yrs 11 mos
Banc One Securities CorporationBroker
May 1993 - August 1994 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1989 - June 1993 · 3 yrs 11 mos
Dean Witter Reynolds INC.Broker
October 1988 - August 1989 · 10 mos
Equitable Securities of New York,inc.Broker
March 1988 - October 1988 · 7 mos
State Registrations17 states
AZCADCFLILINMDMNNCNYOHORPATNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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