Phylos Tobler is a registered investment advisor at LPL Financial LLC, based in Novato, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7075 Redwood Blvd, Ste. D, Novato, CA, 94945
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Phylos operates Tobler & Co. as a DBA for his LPL business and owns rental real estate in Truckee, CA. Both activities are investment-related and require a few hours per week each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ek Riley Investments, LLC
Ek Riley Investments, LLCBroker
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Paulson Investment Company, INC.Broker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.