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Steven Hellon

LPL Financial LLC
38 Years of Experience
Blue Springs, MO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Steven Hellon is a registered investment advisor at LPL Financial LLC, based in Blue Springs, MO, with 38 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1208 W Main St, Blue Springs, MO, 64015

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History

Regulatory History (1)
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Criminal
September 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven is involved with RDSH, LLC for tax/investment purposes, PCG Wealth Management as a DBA for LPL business, and several entities (Millennium Brokerage Group, Insurance Partners, TruChoice Financial Group LLC) as a non-variable insurance agent. He dedicates minimal time to his insurance activities.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
May 1997 - July 2021 · 24 yrs 2 mos
Waddell & ReedBroker
February 1989 - July 2021 · 32 yrs 5 mos
Waddell & Reed, INC.Broker
January 1988 - July 1988 · 6 mos
State Registrations13 states
ALARAZCOFLKSMAMONMNVSCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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