TrueAdvisor
TrueAdvisor
GG
CFP
GG
CFP

Gregory Guemmer

LPL Financial LLC
35 Years of Experience
Blue Springs, MO
1 DisclosureBroker
View SEC Summary
View SEC Summary

Gregory Guemmer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Blue Springs, MO, with 35 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1900 NW South Outer Rd Ste 200, Blue Springs, MO, 64015

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2019
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory operates his LPL business under the DBA Benefit Planning Inc, dedicating about 10-20% of his time. He also conducts seminars through Benefit Planning Inc, which is not investment related, and also takes about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2024 - Present · 2 yrs 3 mos
LPL Financial LLC
August 2024 - Present · 2 yrs 3 mos
Previous Registrations
Money Concepts Capital CORPBroker
October 2014 - September 2024 · 9 yrs 11 mos
Money Concepts Advisory Service
October 2014 - September 2024 · 9 yrs 11 mos
Resource Horizons Investment Advisory, INC.
January 2008 - November 2014 · 6 yrs 10 mos
Resource Horizons Group, L.L.C.
June 2005 - December 2007 · 2 yrs 6 mos
Resource Horizons Group LLCBroker
May 2005 - September 2014 · 9 yrs 4 mos
Terra Securities CorporationBroker
January 2004 - May 2005 · 1 yr 4 mos
Capital Brokerage CorporationBroker
October 1999 - January 2004 · 4 yrs 3 mos
Lifemark Securities CORP.Broker
February 1999 - October 1999 · 8 mos
Capital Brokerage CorporationBroker
September 1998 - February 1999 · 5 mos
Fsc Securities CorporationBroker
May 1997 - April 1998 · 11 mos
Walnut Street Securities, INC.Broker
June 1996 - December 1996 · 6 mos
North American Management, INC.Broker
November 1995 - June 1996 · 7 mos
U.s.-Worldwide Financial Services, INC.Broker
August 1989 - August 1994 · 5 yrs
Jim Becherer & CO.Broker
March 1989 - March 1992 · 3 yrs
State Registrations22 states
ALARCADCDEFLGAILKSKYMAMDMIMONCNENYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Blue Springs, MO →All financial advisors in Missouri →
Gregory Guemmer - Financial Advisor | TrueAdvisor