Gregory Guemmer
Gregory Guemmer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Blue Springs, MO, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1900 NW South Outer Rd Ste 200, Blue Springs, MO, 64015
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Regulatory History (1)
Customer Dispute
July 2019Other Business Activities
Gregory operates his LPL business under the DBA Benefit Planning Inc, dedicating about 10-20% of his time. He also conducts seminars through Benefit Planning Inc, which is not investment related, and also takes about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Money Concepts Capital CORPBroker
Money Concepts Advisory Service
Resource Horizons Investment Advisory, INC.
Resource Horizons Group, L.L.C.
Resource Horizons Group LLCBroker
Terra Securities CorporationBroker
Capital Brokerage CorporationBroker
Lifemark Securities CORP.Broker
Capital Brokerage CorporationBroker
Fsc Securities CorporationBroker
Walnut Street Securities, INC.Broker
North American Management, INC.Broker
U.s.-Worldwide Financial Services, INC.Broker
Jim Becherer & CO.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.