Alan Bogatch
Alan Bogatch is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Saratoga Springs, NY, with 38 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 2.00% |
| $10.0M - $25.0M | 2.00% |
| $25M+ | 2.00% |
Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.
Fee Estimator
Location
60 Railroad Place, Suite 405, Saratoga Springs, NY, 12866
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2019Customer Dispute
June 2017Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Asset Allocation Securities CORP.Broker
Asset Allocation Securities CORP.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Andrei Belov, CFAShade Tree Advisors LLC
- Cory Laird, CFPMinichmacgregor Wealth Management, LLC
- Michael Allison, CFA, CFPInvestment Research Partners
- Sean Cooney, CFPCooney Financial Advisors INC
- David Cumming, CFPMorgan Stanley
- James Durkee, CFPTailored Wealth Solutions