VF
VF

Vincent Ferrara

37 Years of Experience
Garden City, NY
4 DisclosuresBroker

Vincent Ferrara is a registered investment advisor at Ameriprise Financial Services, LLC, based in Garden City, NY, with 37 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1001 Franklin Ave Ste 302, Garden City, NY, 11530

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025
Denied
Criminal
December 2010
Final Disposition
Customer Dispute
April 2001
Settled
Customer Dispute
March 2000
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Ameriprise Financial Services, LLC
February 2024 - Present · 2 yrs 3 mos
Ameriprise Financial Services, LLC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - February 2024 · 15 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - February 2024 · 15 yrs 8 mos
Citigroup Global Markets INC.
May 2007 - June 2008 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
May 2007 - June 2008 · 1 yr 1 mo
Citicorp Investment Services
February 2007 - May 2007 · 3 mos
Financial Horizons Securities CorporationBroker
February 1993 - July 1995 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
July 1992 - May 2007 · 14 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
May 1989 - March 1992 · 2 yrs 10 mos
Pruco Securities CorporationBroker
May 1989 - March 1992 · 2 yrs 10 mos
J. T. Moran & CO., INC.Broker
May 1988 - April 1989 · 11 mos
Sherwood Capital, INC.Broker
February 1988 - May 1988 · 3 mos
State Registrations9 states
CTDEFLNCNJNYRITXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.