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Adrienne Horen

38 Years of Experience
Broker

Adrienne Horen is a registered investment advisor at Janney Montgomery Scott LLC, based in Philadelphia, PA, with 38 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

1717 Arch Street, 21st Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adrienne serves as a panelist for the Philadelphia region of the NYSE Exchange Hearing Board, adjudicating disciplinary charges. She also serves as a Hearing Board Examiner for the NYSE in the state of PA, hearing arbitration claims; this is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2006 - Present · 20 yrs 1 mo
Janney Montgomery Scott LLCBroker
October 2002 - Present · 23 yrs 6 mos
Previous Registrations
RBC Dain Rauscher INC.
June 2002 - October 2002 · 4 mos
RBC Dain Rauscher INC.Broker
March 2002 - October 2002 · 7 mos
Tucker Anthony IncorporatedBroker
November 1988 - March 2002 · 13 yrs 4 mos
Painewebber IncorporatedBroker
February 1988 - December 1988 · 10 mos
State Registrations22 states
AKCACOCTFLGAHIIDILMEMIMTNCNJNMNYOHPASCUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.