AB
AB
Alexander Barclay
38 Years of Experience
Cleveland, OH
1 DisclosureBroker
Alexander Barclay is a registered investment advisor at Morgan Stanley, based in Cleveland, OH, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 Public Square, Suite 2600, Cleveland, OH, 44114
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2006Denied
Employment History
Current Registrations
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
March 2009 - September 2017 · 8 yrs 6 mos
UBS Financial Services INC.Broker
March 2009 - September 2017 · 8 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
October 2004 - April 2007 · 2 yrs 6 mos
Morgan Stanley Dw INC.Broker
October 2004 - April 2007 · 2 yrs 6 mos
Citigroup Global Markets INC.
April 1999 - November 2004 · 5 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2004 · 11 yrs 4 mos
Lehman Brothers INC.Broker
December 1992 - July 1993 · 7 mos
Kidder, Peabody & CO. IncorporatedBroker
January 1988 - December 1992 · 4 yrs 11 mos
State Registrations31 states
AZCACOCTDCFLGAILINKSKYMAMDMEMIMNMONCNMNVNYOHORPASCTNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.