David Fink
David Fink is a registered investment advisor at LPL Financial LLC, based in Pittsburgh, PA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Pittsburgh, PA
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 1999Criminal
January 1989Criminal
June 1977Other Business ActivitiesSells Insurance
David is an agent for non-variable insurance through Fink Financial Services since 2015, focusing on LTC, DI, life, and health insurance, dedicating minimal time. He also operates a DBA for his LPL business through Fink Financial Services, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Sammons Securities Company, LLCBroker
Walnut Street Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.