M Moldawer is a registered investment advisor, based in Houston, TX, with 38 years of industry experience.
Location
811 Louisiana Street, Suite 2420, Houston, TX, 77002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
M is an independent licensed insurance agent since 1995 and owns a VRBO rental property in the Bahamas, dedicating minimal time to its upkeep. M is also a member of the general partner and a 29% owner of Charlotte Ranch Investors LTD and LLC, a family ranch, and acts as a trustee/co-trustee for two trusts, spending a few hours per week on check signing and fund disbursements.
Employment History
Current Registrations
Saxony Securities, INC.Broker
Americana Partners, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
Rauscher Pierce Refsnes, INC.Broker
Lovett Underwood Neuhaus & Webb, INC.Broker
Boettcher & Company, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.