Mark Spivack
Mark Spivack is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
155 East 44th Street 12th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a board of trustee for Englewood Hospital and Medical Center Foundation, dedicating minimal time. He is also an associate at The Weiss Group, selling insurance, securities, and investment products full-time, and an independent insurance agent selling fixed insurance products full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
MML Investors Services, LLC
Msi Financial Services, INC.Broker
Voya Financial Advisors, INC.Broker
Metropolitan Life Insurance CompanyBroker
Green Hill Financial Service CorporationBroker
State Registrations17 states
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