Susan Swinehart
Susan Swinehart is a registered investment advisor at Osaic Wealth, INC., based in Troy, OH, with 37 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
110 South Stanfield, Suite C, Troy, OH, 45373
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Regulatory History (1)
Regulatory
February 2006Other Business ActivitiesSells Insurance
Susan owns Susan Swinehart Attorney LLC, is a property owner, and owns rental properties. She also sells insurance when clients need it and is an agent for Capstone Insurance, spending a few hours per week on the latter.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Strayer Financial Services
Sunamerica Securities, INC.Broker
Anchor National Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.