Arthur Doglione is a registered investment advisor at Alpha Fiduciary, based in Phoenix, AZ, with 38 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 105 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
105 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$114.0M
Fee Structure
Minimum Investment:$1M
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.15% |
| $3.0M - $5.0M | 0.95% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $20.0M | 0.75% |
| $20.0M - $50.0M | 0.60% |
| $50M+ | 0.40% |
Actual fees may be negotiated.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
6910 E. Chauncey Lane, Suite 205, Phoenix, AZ, 85054
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015Final
Customer Dispute
January 2004Denied
Customer Dispute
August 2000Closed-No Action
Customer Dispute
May 2000Closed-No Action
Employment History
Current Registrations
Alpha Fiduciary
August 2007 - Present · 19 yrs 2 mos
Previous Registrations
Optimal Capital Advisors, LLC
October 2010 - September 2012 · 1 yr 11 mos
Wislar Wealth Management, LLC
January 2009 - June 2012 · 3 yrs 5 mos
Usf Advisors, LLC
January 2008 - January 2008 · 0 mos
Usf Advisors, LLC
November 2006 - December 2007 · 1 yr 1 mo
Usf Securities, L.P.Broker
November 2006 - December 2007 · 1 yr 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
February 2001 - November 2006 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - November 2006 · 14 yrs
Painewebber IncorporatedBroker
August 1988 - November 1992 · 4 yrs 3 mos
State Registrations2 states
AZTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Natalie Rivosecchi, CFPCharles Schwab & CO., INC.
- Cheryl Knight, ChFCLPL Enterprise, LLC
- Sarah Spiller, CFP, ChFCCharles Schwab & CO., INC.
- Emily Stead, CFPCetera Investment Advisers LLC
- Maria Samuel, ChFCState Farm Investment Management CORP.
- John Smith, CFPDomain Money Advisors, LLC