Franklin Gutierrez
Franklin Gutierrez is a registered investment advisor at Citigroup Global Markets INC., based in Miami, FL, with 36 years of industry experience. Franklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Supervision, 7795 West Flagler Street, Miami, FL, 33144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Franklin owns multiple rental properties in Miami-Dade, Florida, since 2021 and 2023. He dedicates minimal time to these passive real estate ownership and estate planning activities.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
Stonecrest Advisors, INC.
Stonecrest Advisors, INC.
Stonecrest Capital Markets, INC.Broker
Efg Capital InternationalBroker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
H. C. Copeland and Associates Equities, INC.Broker
Olde Discount CorporationBroker
The Dreyfus Service CorporationBroker
J. W. Gant & Associates, INC.Broker
Randolph Brown Securities CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.