Barnaby Levin is a registered investment advisor, based in Chicago, IL, with 38 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History (2)
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Customer Dispute
March 2010Denied
Customer Dispute
October 2000Denied
Employment History
Current Registrations
Hightower Advisors, LLC
March 2010 - Present · 16 yrs 4 mos
Hightower Securities, LLCBroker
March 2010 - Present · 16 yrs 4 mos
Hightower Securities, LLC
March 2010 - Present · 16 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - April 2010 · 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2010 · 10 mos
Citigroup Global Markets INC.
March 2003 - June 2009 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
June 2000 - June 2009 · 9 yrs
Painewebber IncorporatedBroker
January 1995 - June 2000 · 5 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
February 1988 - January 1995 · 6 yrs 11 mos
State Registrations9 states
AZCACTNCNVNYORVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.