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Fariba Hekmat

18 Years of Experience
Agoura Hills, CA
Broker

Fariba Hekmat is a registered investment advisor at Wells Fargo Advisors, based in Agoura Hills, CA, with 18 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30300 Agoura Rd, Ste B-280, Agoura Hills, CA, 91301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
June 2016 - Present · 9 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2009 - June 2016 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2009 - June 2016 · 7 yrs 2 mos
UBS Financial Services INC.
June 2008 - May 2009 · 11 mos
UBS Financial Services INC.Broker
January 2008 - May 2009 · 1 yr 4 mos
State Registrations33 states
AKAZCACOCTFLGAIDILINMAMDMEMIMNMOMTNCNJNVNYOHOKORPASCTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fariba Hekmat - Financial Advisor | TrueAdvisor