TrueAdvisor
TrueAdvisor
BK
CFP
BK
CFP

Bruce David Katz

Cibc Private Wealth Advisors, INC.
33 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Cibc Private Wealth Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
157 advisors
Number of Clients
10,045 clients
Average Client Portfolio
$6.1M average
Assets Under Management
$61.1B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
Minimum Annual Fee:$10,000

Location

300 Madison Avenue, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cibc World Markets CORP.
January 2014 - Present · 12 yrs 1 mo
Cibc World Markets CORP.Broker
January 2014 - Present · 12 yrs 1 mo
Cibc Private Wealth Advisors, INC.
June 2002 - Present · 23 yrs 8 mos
Previous Registrations
Invesco Distributors, INC.Broker
January 2011 - January 2014 · 3 yrs
Invesco Aim Distributors, INC.Broker
December 2007 - March 2009 · 1 yr 3 mos
At Investor Services, INC.Broker
February 2005 - December 2007 · 2 yrs 10 mos
First Fund Distributors, INC.Broker
February 1998 - February 2001 · 3 yrs
Zweig Securities CORP.Broker
April 1993 - December 1996 · 3 yrs 8 mos
Mitchell Hutchins Asset Management INC.Broker
July 1989 - February 1993 · 3 yrs 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.