AF
AF

Alana Fermoyle

36 Years of Experience
Minneapolis, MN
Broker

Alana Fermoyle is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Minneapolis, MN, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Minneapolis, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alana serves as an independent contractor and arbitrator for FINRA arbitration panels since 2015. She dedicates minimal time to this activity and would not be allowed to serve on panels where there is a conflict of interest.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2013 - Present · 12 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2002 - Present · 24 yrs 1 mo
Raymond James Financial Services, INC.
April 2002 - Present · 24 yrs 1 mo
Previous Registrations
A. G. Edwards & Sons, INC.Broker
August 2000 - April 2002 · 1 yr 8 mos
Equity Securities Investments, INC.Broker
April 1997 - August 2000 · 3 yrs 4 mos
Equity Securities Trading CO., INC.Broker
October 1992 - April 1997 · 4 yrs 6 mos
Dean Witter Reynolds INC.Broker
July 1991 - September 1992 · 1 yr 2 mos
Equity Securities Trading CO., INC.Broker
July 1989 - June 1991 · 1 yr 11 mos
Van Clemens & CO. IncorporatedBroker
April 1988 - June 1988 · 2 mos
State Registrations7 states
INMNMOSDTXVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.