The Oak Ridge Financial Services Group, Inc. is an independent financial services firm offering investment planning, managed accounts, and financial planning services to individuals, trusts, estates, and institutional clients. Founded in 1977 and registered with the U.S. Securities and Exchange Commission, The Oak Ridge Financial Services Group works with clients to understand their financial objectives, risk tolerance, and time horizon. The firm assists clients in selecting professional third-party portfolio managers or building customized portfolios consisting of stocks, mutual funds, exchange-traded funds, and debt securities through its custodian, RBC Clearing & Custody. In addition to investment management, the firm offers comprehensive or segmented financial planning services on both a fixed-fee and hourly basis. The Oak Ridge Financial Services Group also operates as a broker-dealer through the Financial Industry Regulatory Authority.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees vary from 0.25% to 2.25% on managed assets, not to exceed a maximum cumulative fee of 2.50%. Third-party managers may establish their own independent fee schedules.