John Schlatter
John Schlatter is a CFP-designated registered investment advisor at LPL Financial LLC, based in Manhattan Beach, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1230 Rosecrans Ave. Suite 300, Manhattan Beach, CA, 90266
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2015Customer Dispute
November 2013Other Business Activities
John operates under two DBAs for his LPL business: Salient WPG and Salient Wealth Planning Group, Inc. He dedicates full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Osaic Fa, INC.Broker
Osaic Fa, INC.
Cigna Financial Advisors,inc.Broker
Travelers Equities Sales, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.