Dennis Ortiz-Luis
Dennis Ortiz-Luis is a registered investment advisor at LPL Financial LLC, based in Manhattan Beach, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Manhattan Beach, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1999Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Waddell & Reed
Waddell & ReedBroker
RBC Dain Rauscher INC.Broker
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.