MK
MK
Mark Krauss
37 Years of Experience
Garden City, NY
3 DisclosuresBroker
Mark Krauss is a registered investment advisor at Raymond James & Associates, INC., based in Garden City, NY, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
401 Franklin Avenue, Suite 320, Garden City, NY, 11530
Get directionsHistory
Regulatory History (3)
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Customer Dispute
November 2009Settled
Customer Dispute
March 2004Pending
Customer Dispute
September 2001Award / Judgment
Other Business Activities
Mark owns NY Wealth Management, a support company/DBA, since 2016, where he provides financial advice. He dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2017 - Present · 8 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
July 2010 - July 2017 · 7 yrs
Raymond James Financial Services, INC.Broker
July 2010 - July 2017 · 7 yrs
Janney Montgomery Scott LLC
April 2006 - August 2010 · 4 yrs 4 mos
Janney Montgomery Scott LLCBroker
May 2002 - August 2010 · 8 yrs 3 mos
Kirlin Securities INC.Broker
November 1988 - May 2002 · 13 yrs 6 mos
A. F. Green & Company, INC.Broker
April 1988 - November 1988 · 7 mos
State Registrations18 states
AZCACODEFLGAINMAMDNJNVNYPRSCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.