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Mark Krauss

Raymond James & Associates, INC.
38 Years of Experience
Garden City, NY
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Mark Krauss is a registered investment advisor at Raymond James & Associates, INC., based in Garden City, NY, with 38 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5790 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

401 Franklin Avenue, Suite 320, Garden City, NY, 11530

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
Customer Dispute
March 2004
Pending
Customer Dispute
September 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark owns NY Wealth Management, a support company/DBA, since 2016, where he provides financial advice. He dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2017 - Present · 9 yrs 3 mos
Raymond James & Associates, INC.Broker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
July 2010 - July 2017 · 7 yrs
Raymond James Financial Services, INC.Broker
July 2010 - July 2017 · 7 yrs
Janney Montgomery Scott LLC
April 2006 - August 2010 · 4 yrs 4 mos
Janney Montgomery Scott LLCBroker
May 2002 - August 2010 · 8 yrs 3 mos
Kirlin Securities INC.Broker
November 1988 - May 2002 · 13 yrs 6 mos
A. F. Green & Company, INC.Broker
April 1988 - November 1988 · 7 mos
State Registrations19 states
AZCACODEFLGAINMAMDNJNVNYPRSCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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