Hal Guy is a CFP, ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Glastonbury, CT, with 38 years of industry experience. Hal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
223 Addison Rd Suite 301, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Hal is an instructor for CFP review courses and also works as a CPA/bookkeeper/tax preparer, dedicating minimal time to each. He also operates StoneCastle Consulting as a DBA for his LPL business and provides financial planning and asset management through Private Advisor Group, spending full-time hours on these activities. Finally, Hal is involved in real estate rental through SandCastle Properties, dedicating minimal time.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
American General Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
New England SecuritiesBroker
Equity Services, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jeffrey Tracey, CFPPrivate Advisor Group, LLC
- Evan Gilchrest, CFPJanney Montgomery Scott LLC
- Brian Sheehan, CFPRossmore Private Capital, LLC
- Bella Cristovao, CFASymmetry Partners
- Beverly Amon, CFAOsaic Wealth, INC.
- Jay Tibball, ChFCCommonwealth Financial Network