Hal Guy is a CFP, ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 37 years of industry experience. Hal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Hal is an instructor for CFP review courses and also works as a CPA/bookkeeper/tax preparer, dedicating minimal time to each. He also operates StoneCastle Consulting as a DBA for his LPL business and provides financial planning and asset management through Private Advisor Group, spending full-time hours on these activities. Finally, Hal is involved in real estate rental through SandCastle Properties, dedicating minimal time.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
American General Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
New England SecuritiesBroker
Equity Services, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.