John Oxley
John Oxley is a registered investment advisor at Oxley Capital Management, LLC, based in North Cape May, NJ, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $500K | 1.85% |
| $500K - $1.0M | 1.80% |
| $1M+ | 1.75% |
Fees vary depending on the chosen third-party manager and strategy. The schedule shown reflects CLS Investments ETF and Focused strategies. Other managers and strategies have different fee schedules.
Fee Estimator
Location
3305 Bay Shore Road, Unit 11, North Cape May, NJ, 08204
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2017Customer Dispute
February 1997Customer Dispute
January 1996Customer Dispute
November 1995Customer Dispute
January 1994Other Business ActivitiesSells Insurance
John is an insurance agent since 2018, selling life insurance and annuities through Oxley Capital Management. This investment-related activity takes about half of his time and occurs during trading hours.
Employment History
Current Registrations
Oxley Capital Management, LLC
Previous Registrations
USA Financial Securities Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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