Michael Nadeau is a CFP-designated registered investment advisor, based in Ocean Park, ME, with 37 years of industry experience.
Location
Ocean Park, ME
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
September 2021 - May 2022 · 8 mos
RBC Capital Markets, LLCBroker
February 2009 - January 2022 · 12 yrs 11 mos
RBC Capital Markets, LLC
February 2009 - January 2022 · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2003 - February 2009 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2003 - February 2009 · 5 yrs 9 mos
Strategic Advisers, INC.
July 2002 - May 2003 · 10 mos
Fidelity Brokerage Services LLCBroker
May 1996 - May 2003 · 7 yrs
Royal Alliance Associates, INC.Broker
January 1996 - March 1996 · 2 mos
Key Investments INC.Broker
February 1995 - January 1996 · 11 mos
Liberty Securities CorporationBroker
January 1992 - February 1995 · 3 yrs 1 mo
John Hancock Distributors, INC.Broker
October 1990 - January 1992 · 1 yr 3 mos
John Hancock Mutual Life Insurance CompanyBroker
October 1990 - January 1992 · 1 yr 3 mos
MML Investors Services, INC.Broker
May 1989 - August 1989 · 3 mos
John Hancock Distributors, INC.Broker
January 1989 - January 1992 · 3 yrs
State Registrations8 states
FLMAMENCNHNYSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.