Bruce Silver is a registered investment advisor, based in Upper Montclair, NJ, with 37 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Upper Montclair, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Bruce works as a bookkeeper for Silver Enterprises Inc. and dedicates minimal time. He is also a board member for the Yogi Berra Museum & Learning Center and the treasurer of the board for Community Hope Foundation, spending minimal time on each.
Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.
Ladenburg Thalmann & CO. INC.Broker
Previous Registrations
Dominick & Dominick LLCBroker
Dominick & Dominick LLC
Sands Brothers Asset Management LLC
Laidlaw & Company (UK) LTD.Broker
Sands Brothers & CO., LTD.Broker
Bluestone Capital CORP.Broker
Bluestone Capital Securities, INC.Broker
Prime Charter LTD.Broker
Fahnestock & CO., INC.Broker
Reich & CO., INC.Broker
Oppenheimer & CO., INC.Broker
Commonwealth AssociatesBroker
Bear, Stearns & CO. INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Painewebber IncorporatedBroker
Shearson Lehman Hutton INC.Broker
J. B. Hanauer & CO.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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