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Michael Miller

38 Years of Experience
Frisco, TX
1 DisclosureBroker

Michael Miller is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Frisco, TX, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1 Cowboys Way, Frisco, TX, 75034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1999
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2016 - Present · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Oppenheimer & CO. INC.
April 2009 - June 2016 · 7 yrs 2 mos
Oppenheimer & CO. INC.Broker
March 2009 - June 2016 · 7 yrs 3 mos
Stanford Group CompanyBroker
March 2006 - March 2009 · 3 yrs
Stanford Group Company
March 2006 - March 2009 · 3 yrs
Deutsche Bank Securities INC.
January 2001 - April 2006 · 5 yrs 3 mos
Deutsche Bank Securities INC.Broker
January 2001 - April 2006 · 5 yrs 3 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
May 1996 - September 1997 · 1 yr 4 mos
Smith Barney INC.Broker
July 1993 - June 1996 · 2 yrs 11 mos
Lehman Brothers INC.Broker
September 1992 - July 1993 · 10 mos
Painewebber IncorporatedBroker
October 1990 - October 1992 · 2 yrs
Edward D. Jones & CO., L.P.Broker
February 1988 - November 1990 · 2 yrs 9 mos
State Registrations22 states
AZCACODEFLGAIDLAMDMSNCNDNJNMNVNYOKORSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.