David Muncie is a registered investment advisor, based in Southfield, MI, with 21 years of industry experience.
Location
27777 Franklin Road, Suite 700, Southfield, MI, 48034
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2001Final
Criminal
October 1999Final Disposition
Employment History
Current Registrations
Corecap Investments, LLCBroker
May 2016 - Present · 10 yrs
Corecap Advisors
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Cssc Investment Advisory Services, INC.
September 2013 - July 2014 · 10 mos
Cssc Brokerage Services, INC.Broker
July 2013 - July 2014 · 1 yr
Leonard & CompanyBroker
March 2002 - March 2004 · 2 yrs
Leonard & CompanyBroker
April 1998 - April 2000 · 2 yrs
East West Institutional Services, INC.Broker
January 1997 - November 1997 · 10 mos
Apex Capital, L.L.C.Broker
October 1996 - July 1998 · 1 yr 9 mos
Martha R. Seger & Associates, INC.Broker
June 1995 - February 1996 · 8 mos
Ccm Financial CorporationBroker
September 1994 - June 1995 · 9 mos
East - West Capital CorporationBroker
August 1993 - September 1994 · 1 yr 1 mo
Investment Management & Research, INCBroker
July 1992 - February 1993 · 7 mos
Investment Management & Research, INCBroker
April 1991 - July 1992 · 1 yr 3 mos
Capital Analysts, IncorporatedBroker
September 1988 - May 1989 · 8 mos
Equico Securities, INC.Broker
April 1988 - October 1988 · 6 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1988 - October 1988 · 6 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.