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Eric Sands

St. Bernard Financial Services, INC.
25 Years of Experience
Ft Lauderdale, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Eric Sands is a registered investment advisor at St. Bernard Financial Services, INC., based in Ft Lauderdale, FL, with 25 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 798 clients with $140M in assets under management.

St. Bernard Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
798 clients
Average Client Portfolio
$171K average
Assets Under Management
$136.2M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K2.00%
$50K - $100K1.75%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $5.0M1.00%
$5M+1.00%

Fees for accounts over $5 million are negotiable. Clients may alternatively choose a flat fee to be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6750 N Andrews Ave, Suite 200, Ft Lauderdale, FL, 33309

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2023
Customer Dispute
February 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric is a board member for Awesome Construction and CEO of Eric Sands Consulting Services, dedicating a few hours per week to each. He also operates Sands Financial Services, providing investment advisory services and insurance, which takes nearly full-time.

Employment History
Current Registrations
St. Bernard Financial Services, INC.
November 2023 - Present · 2 yrs 11 mos
St. Bernard Financial Services, INC.
November 2023 - Present · 2 yrs 11 mos
St. Bernard Financial Services, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Impact Partnership Wealth, LLC
February 2023 - June 2023 · 4 mos
Avantax Advisory Services
September 2014 - January 2023 · 8 yrs 4 mos
Avantax Investment Services, INC.Broker
August 2014 - January 2023 · 8 yrs 5 mos
Next Financial Group, INC.
October 2012 - September 2014 · 1 yr 11 mos
Next Financial Group, INC.Broker
October 2012 - September 2014 · 1 yr 11 mos
H. Beck, INC.
November 2011 - October 2012 · 11 mos
H. Beck, INC.Broker
November 2011 - October 2012 · 11 mos
Investacorp Advisory Services INC
December 2010 - October 2011 · 10 mos
Investacorp, INC.Broker
December 2010 - October 2011 · 10 mos
Cambridge Investment Research Advisors, INC.
June 2010 - December 2010 · 6 mos
Cambridge Investment Research, INC.Broker
May 2010 - December 2010 · 7 mos
Investors Capital Advisory
January 2005 - May 2010 · 5 yrs 4 mos
Eastern Point Advisors INC.
June 2001 - December 2004 · 3 yrs 6 mos
Investors Capital CORP.Broker
May 2001 - May 2010 · 9 yrs
Morgan Stanley Dw INC.Broker
August 2000 - May 2001 · 9 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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