DG
DG

Diana Gray

31 Years of Experience
Little Rock, AR

Diana Gray is a registered investment advisor at Bass and Bell, INC., based in Little Rock, AR, with 31 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 325 clients with $870M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
325 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$874.6M

Fee Structure

Planning is included in investment management

Bass and Bell's investment management fees are individually negotiated with each client and are based on a percentage of the value of your portfolio. The maximum fee is 0.9% per year, depending on the level of engagement.

Loading...

Location

1 Information Way, Suite 200, Little Rock, AR, 72202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Bass and Bell, INC.
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.Broker
January 2009 - April 2019 · 10 yrs 3 mos
Morgan Stanley & CO. Incorporated
May 2008 - February 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
November 1992 - April 2007 · 14 yrs 5 mos
State Registrations1 state
AR
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.