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Thomas Johnson

Global Brokerage Services, INC.
38 Years of Experience
Hunt Valley, MD
Broker
View SEC Summary
View SEC Summary

Thomas Johnson is a registered investment advisor at Global Brokerage Services, INC., based in Hunt Valley, MD, with 38 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 370 clients with $160M in assets under management.

Global Brokerage Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
370 clients
Average Client Portfolio
$440K average
Assets Under Management
$162.8M

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1M+1.50%

Fees are negotiable and vary by program. The schedule shown is for individual securities accounts in the Partner-APM program. Other programs such as Premier Advisors have separate fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11350 Mccormick Rd, Ep Iii Suite 901, Hunt Valley, MD, 21031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas provides accounting and tax preparation services for individual and business clients. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Global Brokerage Services, INC.
August 2000 - Present · 26 yrs 2 mos
Global Brokerage Services, INC.Broker
January 1995 - Present · 31 yrs 9 mos
Previous Registrations
International Money Management Group, INC.Broker
March 1988 - March 1995 · 7 yrs
State Registrations20 states
AZCACOCTFLGAILINMAMDNCNHNJNYORPATXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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