Thomas Hulick
Thomas Hulick is a registered investment advisor at Strategy Asset Managers L.L.C., based in Pasadena, CA, with 29 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 572 clients with $740M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Strategy Asset Managers offers Comprehensive Asset Management where they manage your investments and provide financial planning. The annual fee will not exceed 2.00% of the value of your account, billed quarterly in advance. Fees are negotiable and deducted from client accounts. They also assess advisory fees on cash and cash equivalents held in client accounts.
Location
790 E. Colorado Blvd., Suite 200, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2025Customer Dispute
November 2001Other Business ActivitiesSells Insurance
Thomas is the CEO/CCO/Founder of Hulick Capital Mgmt, LLC and CEO/Chief Compliance Officer of Strategy Asset Managers L.L.C., both investment advisory firms. He also owns Strategy Insurance Services, LLC, where he works as an insurance agent, dedicating about 10-20% of his time to sales, marketing, and management.
Employment History
Current Registrations
Strategy Asset Managers L.L.C.
Previous Registrations
Newbridge Securities CorporationBroker
Monarch Bay Securities, LLCBroker
Holly Street Wealth Advisors
Trovena Investment Advisors
First Foundation Advisors
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.