Thomas Woodward Hulick

29 Years of Experience

2 DisclosuresSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Strategy Asset Managers L.L.C.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

572 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$741.5M

Fee Structure

Minimum Investment:$250K

Financial Planning:Included in AUM fee

Location

790 E. Colorado Blvd., Suite 200, Pasadena, CA, 91101

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2025

Settled

Customer Dispute

November 2001

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Thomas is the CEO/CCO/Founder of Hulick Capital Mgmt, LLC and CEO/Chief Compliance Officer of Strategy Asset Managers L.L.C., both investment advisory firms. He also owns Strategy Insurance Services, LLC, where he works as an insurance agent, dedicating about 10-20% of his time to sales, marketing, and management.

Employment History

Current Registrations

Strategy Asset Managers L.L.C.

May 2018 - Present · 7 yrs 9 mos

Previous Registrations

Newbridge Securities CorporationBroker

March 2019 - May 2020 · 1 yr 2 mos

Monarch Bay Securities, LLCBroker

October 2014 - October 2016 · 2 yrs

Holly Street Wealth Advisors

April 2013 - January 2020 · 6 yrs 9 mos

Trovena Investment Advisors

November 2012 - May 2013 · 6 mos

First Foundation Advisors

March 2011 - October 2012 · 1 yr 7 mos

Uvest Financial Services Group, INC.Broker

November 2007 - September 2010 · 2 yrs 10 mos

Uvest Financial Services Group, INC.

November 2007 - September 2010 · 2 yrs 10 mos

UBS Financial Services INC.

January 2005 - October 2007 · 2 yrs 9 mos

UBS Financial Services INC.Broker

January 2005 - October 2007 · 2 yrs 9 mos

Banc of America Investment Services, INC.

January 2003 - January 2005 · 2 yrs

Banc of America Investment Services, INC.Broker

January 2003 - January 2005 · 2 yrs

Morgan Stanley

July 1997 - December 2002 · 5 yrs 5 mos

Morgan Stanley Dw INC.Broker

July 1995 - December 2002 · 7 yrs 5 mos

State Registrations3 states

CANJTX

Advisor

Exams

No exam information available for this advisor.