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Leo Tucker

33 Years of Experience
Washington, DC
BrokerSells Insurance

Leo Tucker is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Washington, DC, with 33 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

2001 Pennsylvania Ave NW, 10th Floor, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Leo is the 100% owner and managing partner of TWG-The Washington Group, which owns Third Child, LLC. He may also earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from unaffiliated companies, and dedicates about 10-20% of his time to Rhino Coaching.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2006 - Present · 20 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
December 1992 - Present · 33 yrs 5 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
November 1993 - January 2002 · 8 yrs 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Leo Tucker - Financial Advisor | TrueAdvisor