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Lori Robinson

35 Years of Experience
San Diego, CA
Broker

Lori Robinson is a registered investment advisor at UBS Financial Services INC., based in San Diego, CA, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

12220 El Camino Real, Suite 400, San Diego, CA, 92130

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lori is a member of the estates and trust committee and an advocate for Rady Children's Hospital since 2011. This activity is related to healthcare and philanthropy.

Employment History
Current Registrations
UBS Financial Services INC.Broker
January 2016 - Present · 10 yrs 4 mos
UBS Financial Services INC.
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - January 2016 · 6 yrs 7 mos
Morgan Stanley
June 2009 - January 2016 · 6 yrs 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2006 - April 2007 · 9 mos
Morgan Stanley Dw INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
Citigroup Global Markets INC.
July 1997 - November 2005 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
May 1990 - November 2005 · 15 yrs 6 mos
Shearson Lehman Hutton INC.Broker
March 1990 - May 1990 · 2 mos
State Registrations40 states
AKALARAZCACOCTFLGAHIIDILINKSMAMDMEMIMNMOMTNCNENHNJNMNVNYORPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lori Robinson - Financial Advisor | TrueAdvisor