Richard Bertain
Richard Bertain is a CFP, ChFC-designated registered investment advisor at Wells Fargo Advisors, based in Burbank, CA, with 38 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 N 1st. St, Suite 105, First Floor, Burbank, CA, 91502
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2012Other Business Activities
Richard owns Richs Relic Rides LLC, Cane Garden Properties LLC, BEWM LLC, and RVB JR Inc. These activities involve classic cars, rental properties, and financial practice, taking up a significant amount of Richard's time, including a full-time commitment to BEWM LLC.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Olde Discount CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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