James Whatley
James Whatley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mount Juliet, TN, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1476 N Mount Juliet Rd, Mount Juliet, TN, 37122
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2019Other Business Activities
James is an independent contractor playing live music for charitable causes and paid gigs, dedicating minimal time. He also owns rental real estate properties and works as a financial advisor with Raymond James Financial at Wilson Bank & Trust, taking about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Invest Financial CorporationBroker
Mtl Equity Products, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.