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Derek Decker

4 Years of Experience
Mount Juliet, TN
Broker

Derek Decker is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mount Juliet, TN, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1476 N Mount Juliet RD, Mount Juliet, TN, 37122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Captrust
November 2022 - September 2023 · 10 mos
Capfinancial Securities, LLC.Broker
November 2022 - September 2023 · 10 mos
UBS Financial Services INC.
May 2022 - September 2022 · 4 mos
UBS Financial Services INC.Broker
January 2022 - September 2022 · 8 mos
UBS Securities LLCBroker
February 2021 - January 2022 · 11 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.