Scott Dziubek
Scott Dziubek is a CFP-designated registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
235 North Executive Dr Ste 200, Brookfield, WI, 53005
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2002Other Business Activities
Scott uses Foward Financial Partners, LLC to pay business expenses. He is also a member of the Board of Directors for Dziubek and coaches JV tennis at Franklin High School, dedicating minimal time to each. Scott spends about a third of his time as a member of Foward Financial Partners, LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Annex Wealth Management, LLC
H. Beck, INC.Broker
H. Beck, INC.
LPL Financial CorporationBroker
LPL Financial Corporation
Waterstone Financial Group, INC.Broker
Waterstone Financial Group, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Dreher & Associates, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.