Paul Nowak is a registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
235 North Executive Dr Ste 200, Brookfield, WI, 53005
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Regulatory History (1)
Customer Dispute
December 2023Other Business Activities
Paul owns a condo in Siesta Key, Florida. He also has business ownership in Forward Financial Partners, LLC, which is used to pay business expenses, and outside employment as a member of Forward Financial Partners, LLC, taking up about a third of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Annex Wealth Management, LLC
H. Beck, INC.
H. Beck, INC.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.