Gena Barbato
Gena Barbato is a registered investment advisor at LPL Financial LLC, based in Greensboro, GA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
102 Parkside Commons Ste 102, Greensboro, GA, 30642
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
Gena operates under two DBAs for her LPL business: Platinum Wealth Management of Buckhead and Gladstone Wealth Partners. Both are investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
The Robinson-Humphrey Company, LLCBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Calvert Securities CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.