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Daniel Derisio

Wells Fargo Advisors
37 Years of Experience
Bethesda, MD
2 DisclosuresBroker
View SEC Summary
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Daniel Derisio is a registered investment advisor at Wells Fargo Advisors, based in Bethesda, MD, with 37 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

7600 Wisconsin Ave, Ste 900, Bethesda, MD, 20814

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Customer Dispute
January 2003
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
November 2024 - Present · 1 yr 6 mos
Wells Fargo Advisors
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Morgan StanleyBroker
August 2017 - November 2024 · 7 yrs 3 mos
Morgan Stanley
August 2017 - November 2024 · 7 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2009 - August 2017 · 8 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2008 - August 2017 · 9 yrs
Oppenheimer & CO. INC.
November 2007 - September 2008 · 10 mos
Oppenheimer Asset Management
April 2003 - April 2008 · 5 yrs
Oppenheimer & CO. INC.Broker
January 2003 - September 2008 · 5 yrs 8 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
July 2000 - January 2003 · 2 yrs 6 mos
Cibc World Markets CORP.Broker
February 2000 - January 2003 · 2 yrs 11 mos
Scott & Stringfellow, INC.Broker
May 1999 - February 2000 · 9 mos
Scott & Stringfellow, INC.Broker
January 1996 - May 1999 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1993 - January 1996 · 2 yrs 4 mos
Moors & Cabot, INC.Broker
July 1991 - September 1993 · 2 yrs 2 mos
Capital Resources, INC.Broker
February 1991 - July 1991 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1988 - January 1991 · 2 yrs 9 mos
State Registrations10 states
DCFLHIMDNCNJPASCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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