Raymond Quint
Raymond Quint is a registered investment advisor at Weitzel Financial Services, INC., based in Dubuque, IA, with 38 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,134 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Rates shown are for comprehensive portfolio management. Alternative platform options (Orion and Betterment) charge a total annual fee of 0.75%.
Fee Estimator
Location
1200 Cedar Cross Rd, Dubuque, IA, 52003-0306
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2005Other Business ActivitiesSells Insurance
Raymond is the President, Vice President, Secretary, and Treasurer of Ray Quint & Associates, Inc., where he is involved in insurance sales. This takes about half of his time, with approximately 50 hours per month during trading hours.
Employment History
Current Registrations
Weitzel Financial Services, INC.
Weitzel Financial Services, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INCBroker
Aegon USA Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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