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RQ
RQ

Raymond Allen Quint

Weitzel Financial Services, INC.
37 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Weitzel Financial Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
1,100 clients
Average Client Portfolio
$249K average
Assets Under Management
$274.3M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $500K1.25%
$500K - $1000K1.00%
$1.0M - $3.0M0.75%
$3M+0.50%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

2200 John F. Kennedy Rd, Suite 103, Dubuque, IA, 52002

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Raymond is the President, Vice President, Secretary, and Treasurer of Ray Quint & Associates, Inc., where he is involved in insurance sales. This takes about half of his time, with approximately 50 hours per month during trading hours.

Employment History
Current Registrations
Weitzel Financial Services, INC.
June 2018 - Present · 7 yrs 8 mos
Weitzel Financial Services, INC.Broker
June 2013 - Present · 12 yrs 8 mos
Previous Registrations
Transamerica Financial Advisors, INCBroker
January 1998 - June 2013 · 15 yrs 5 mos
Aegon USA Securities INC.Broker
April 1988 - January 1998 · 9 yrs 9 mos
State Registrations5 states
AZIAILMNWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.