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Carmen Flamino

38 Years of Experience
Melville, NY
3 DisclosuresBroker

Carmen Flamino is a registered investment advisor at UBS Financial Services INC., based in Melville, NY, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

58 South Service Road, Suite 310, Melville, NY, 11747

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Settled
Customer Dispute
April 2010
Settled
Customer Dispute
February 2009
Denied
Employment History
Current Registrations
UBS Financial Services INC.
June 2005 - Present · 20 yrs 11 mos
UBS Financial Services INC.
March 1988 - Present · 38 yrs 2 mos
UBS Financial Services INC.Broker
March 1988 - Present · 38 yrs 2 mos
State Registrations28 states
AZCACOCTDCDEFLILKYMAMDMEMINCNJNYOHORPASCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carmen Flamino - Financial Advisor | TrueAdvisor