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Joel Coleman

Wells Fargo Advisors
35 Years of Experience
Indianapolis, IN
1 DisclosureBroker
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Joel Coleman is a registered investment advisor at Wells Fargo Advisors, based in Indianapolis, IN, with 35 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8888 Keystone Crossing, Ste 700, Indianapolis, IN, 46240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2012 - Present · 14 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2012 - Present · 14 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Morgan Stanley Dw INC.Broker
August 2006 - April 2007 · 8 mos
H&r Block Financial Advisors, INC.
June 2003 - August 2006 · 3 yrs 2 mos
Rsm Mcgladrey, INC.
March 2003 - June 2003 · 3 mos
H&r Block Financial Advisors, INC.Broker
September 1995 - August 2006 · 10 yrs 11 mos
Painewebber IncorporatedBroker
May 1989 - February 1993 · 3 yrs 9 mos
The Stuart-James Company, IncorporatedBroker
April 1988 - June 1989 · 1 yr 2 mos
State Registrations32 states
ARAZCACOFLGAHIILINKYMAMEMIMNMOMSNCNENJNMNVNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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