Nancy Marciniak
Nancy Marciniak is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Sarasota, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1819 Main St, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2016Customer Dispute
May 2005Customer Dispute
June 1998Other Business Activities
Nancy assists her husband with shipping and small tasks for his hat company, Soleil Hats/MEM Consulting Group LLC. She also has a passive role as an employee of Little Pine Ranch since 2004 with no responsibilities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.