John Henderson
John Henderson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Sarasota, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1819 Main St, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2016Customer Dispute
February 2012Customer Dispute
December 2010Customer Dispute
December 2010Other Business Activities
John is an assistant coach for cross country and track at The Out of Door Academy since 2021. This takes about 20 hours per week.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Uvest Investment ServicesBroker
Compulife Investor Services, INC.Broker
Royal Alliance Associates, INC.Broker
W R Rice Financial Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.